Historic PAS Report SeriesPAS published its first Information Report in 1949. To celebrate this history, each month we're presenting a new report from the archives. We hope you enjoy this month's fascinating snapshot of a planning issue of yesteryear.
The Authority of the Zoning AdministratorDownload original report (pdf) Prepared by Piero Faraci In recent years, much interest has centered around new zoning techniques — planned unit developments, density bonuses, floating zones, conditional zoning, and the like. Less assuming, but equally important, are the changes taking place in the administration of zoning. The actions taken by several communities to transfer hearing, review, and decision-making responsibilities from lay bodies — such as the zoning board of appeals and the planning commission — to a professional zoning administrator are of particular significance. There are two basic reasons for establishing the position of a zoning administrator. One is that zoning regulations are becoming increasingly more complex to administer. No longer is the zoning ordinance a self-executing statute. For example, the number of special uses, admissible in specific districts but only upon the discretionary grant of an application for a permit, has risen rapidly over the years. Greater flexibility has resulted in a correspondingly greater need for capable administrators to interpret ordinance provisions and grant building licenses to developers when all conditions are met. The need for a more professional approach to zoning administration has therefore led some communities to create the position of zoning administrator. The second reason relates to the increasing volume of zoning cases. Some planning commissions and governing bodies find themselves spending an inordinate amount of time hearing and deciding zoning cases, many of them routine. To give the commissions more time to spend on policy decisions, minor zoning administrative matters are being delegated to a zoning administrator. This report deals only with zoning administrators who have assumed some of the zoning functions formerly discharged by a zoning board of appeals, a planning commission, or a legislative body. In some communities there are persons called zoning administrators who handle routine functions such as record keeping, processing applications, and field inspections. Since they perform none of the zoning functions traditionally performed by lay bodies or the legislative body, they are not treated in this report. The purpose of this report is simply to describe the powers and duties of zoning administrators in several communities that have pioneered this approach to zoning. No attempt is made to evaluate their performance or the powers granted to them. Six representative examples of zoning administrator arrangements are discussed: Fremont, California; Los Angeles, California; Pittsburgh, Pennsylvania; San Francisco, California; Baltimore County, Maryland; and Spokane County, Washington. The zoning administrator's authority is discussed with regard to variances, special and conditional uses, zoning map changes, and enforcement. Public hearing requirements and the procedure to appeal the zoning administrator's decision are also discussed. Finally, a summary table is reproduced. PowersPotentially the zoning administrator can decide variances, special exceptions or conditional uses, and certain zoning amendments. In addition he can be given the responsibility to enforce the provisions of the ordinance both by granting or withholding necessary permits and by initiating and carrying through legal proceedings against existing uses. In the six cases reviewed, however, no individual zoning administrator was granted all of these powers. Moreover, differences exist in the procedures each zoning administrator must follow in the exercise of his powers and duties. Variances In five of the six ordinances reviewed, the zoning administrator is given the power to decide all variance cases on the basis of hardship. The excerpts from the Baltimore County and Los Angeles ordinances below are typical examples of the provisions.
(Baltimore County, Article 3, Section 307)
(Los Angeles, Article 2, Section l2.27B) In both cases, the zoning administrator must evaluate conditions and determine whether strict enforcement of the ordinance would create unnecessary hardship. He is also given the authority to impose additional conditions required, in his judgment, by each specific case. All ordinances include this safeguard and the Los Angeles provision is typical of the language used.
(Los Angeles, Article 2, Section 12.27 B1-d) The Baltimore ordinance states that a variance applies only to height and area regulations, while the Los Angeles ordinance provides that a variance may be granted where exceptional circumstances are found. In the first case, the intent of the law is clearly stated and more narrowly drawn; in the second case, the zoning administrator is given greater latitude for interpretation. Of the ordinances reviewed, only the Pittsburgh ordinance does not authorize the zoning administrator to decide variances on the basis of hardship. (The zoning administrator does have the power to approve certain exceptions of height and area regulations. Church steeples, for example, along with structures necessary in the operated maintenance of a building, may exceed height provisions in the districts specified by the zoning ordinance after approval is granted by the zoning administrator. These provisions are covered in sections 2802 and 2803 of the Pittsburgh ordinance.) This responsibility remains in the hands of the board of adjustment which has power ". . . to vary or adjust the strict application of the requirements of this ordinance . . . where . . . exceptional physical conditions not provided for in the district regulations . . . would result in practical difficulty or unnecessary hardship." (Pittsburgh, Article 29, Section 2901-2) Special Exceptions and Conditional Uses The authority of a zoning administrator to decide special exceptions and conditional uses varies. In some cases he decides all special uses; in others, he shares responsibility with the planning commission or the city council; in still others, he is given no powers. Examples of each have been found among the ordinances reviewed and are described below. The most sweeping power is given to the Baltimore County zoning administrator. He decides all special exceptions and, in addition, determines the conditions which an applicant must meet to get a permit for a particular use. The ordinance sets broad guidelines for the zoning administrator in deciding special exceptions.
(Baltimore County, Article 5, Section 502.1) The ordinance further gives the zoning administrator unspecified power to impose conditions for the protection of properties surrounding the special use in question. In Spokane County, Washington, the zoning administrator also decides all special uses (listed in this case under the heading of conditional uses). Unlike Baltimore County, however, this ordinance specifies the conditions which apply to each use; in addition it lists the uses and the zones where they may be permitted. The conditions applying to retirement, convalescent, and nursing homes are representative of the ordinance provisions.
(Spokane County, Section 4.24.040) Another variation is found in Los Angeles where the zoning administrator is given more limited powers. He decides certain conditional uses, while the planning commission decides others. The uses decided by the Los Angeles zoning administrator fall into two groups and are permitted only in zones specified by the ordinance. The first group includes such uses as hotels, motels, and auditoriums; the second group includes such uses as churches, golf courses, hospitals, and motion picture studios. In addition to specifying the zone in which uses may be permitted, the ordinance establishes general principles to guide the administrator in making his decisions. For the first group of uses the administrator can grant a permit if:
(Los Angeles, Article 2, Section 12.24 C1.5) For the second group of uses, the administrator can grant a permit if:
(Los Angeles, Article 2, Sections 12.24 C1 and 12.24 C1.5) Conditional uses decided by the Los Angeles Planning Commission include airports, educational institutions, libraries, museums, and fire and police stations. In these cases, the ordinance specifies only uses permitted under the conditional use provisions, leaving the decision of the zone in which they may be developed to the discretion of the planning commission. Like Los Angeles' zoning administrator, Fremont's administrator decides only certain conditional uses that are temporary, and not necessarily restricted to specific zones. These include real estate signs, circuses and carnivals, construction of yards, labor camps, and temporary tracts. The ordinance regulates each conditional use as illustrated by the provisions for circuses and carnivals.
(Fremont, Article 21, Section 8.22105) For some uses, the Fremont ordinance specifies that certain additional conditions must be met. These conditions may be imposed by the administrator and may apply to ". . . location, design, siting, maintenance and operation . . . necessary for the protection of adjacent property and in the public interest." (Article 25, Section 8.22502) In the case of construction yards, for example, the ordinance states that ". . . fencing may be required when the administrator deems it necessary." The Pittsburgh zoning administrator also has jurisdiction over certain conditional uses. Unlike the procedure in Los Angeles and Fremont, the other conditional uses are decided by the city council on the recommendation of the planning commission. The Pittsburgh ordinance specifies the zones in which conditional uses are permitted, and the conditions which must apply when conditional uses are decided by the zoning administrator. For example, gas stations are permitted in certain districts at the discretion of the administrator. The conditions which must be met are stated as follows:
(Pittsburgh, Article 28, Section 2801.2) Other conditional uses decided by the Pittsburgh zoning administrator are: automobile repair shops, funeral homes, and home offices. In San Francisco, the power to grant or deny a special use is retained by the planning commission. The zoning administrator's function is limited to setting public hearings and reporting relevant factors to the commission after investigation. The role of the administrator in such cases is as follows:
(San Francisco, Article 3, Section 303(b)) Zoning Amendments The authority to amend the zoning map or the text of a zoning ordinance is usually exercised by the local legislative body, acting upon the recommendation of the planning commission. In Baltimore County, however, the zoning administrator is given the power to decide petitions for changes in the zoning map or use classification for specific properties. Before deciding zoning changes, the zoning administrator is required to notify the planning director and to hold public hearings.
(Baltimore County, Article 5, Section 500.2 a. b and d) The Baltimore experience is the exception. In San Francisco, the administrator neither interprets the law nor decides its application. Here the administrator investigates proposed amendments of zoning and reports his findings to the planning director. The ordinance states the extent and limitations of the administrator’s duties as follows:
(San Francisco, Article 3, Section 306) In addition, it is the administrator's responsibility to set the time and place for hearings on zoning changes which are held by the planning commission.
(San Francisco, Article 3, Section 305 b) Investigating each proposed zoning change is often time consuming and, under certain conditions, can interfere with other more important functions of the administrator. In Los Angeles, for example, the zoning administrator was originally delegated this responsibility. Now, however, he is not. The Los Angeles zoning administrator points out in this context that: "The tremendous increase in request for zoning changes resulting from urbanization of agriculturally zoned areas after the war coupled with other incidental problems so deluged the administrator that he could not . . . properly consider and analyze requests for changes of zone." (H. E. Smutz, "Is Zoning Wagging the Dog?" Planning 1955, p. 111.) Other localities have elected not to involve the zoning administrator in zoning changes. The choice of whether to add this responsibility to the office (as in Baltimore County), or to delegate only routine functions to it (as in San Francisco), depends in large measure on the needs and circumstances prevailing in the community. Enforcement Another important responsibility which may be assigned to the zoning administrator is the enforcement of the ordinance. In Baltimore County, the zoning administrator grants or denies building and occupancy permits, a responsibility usually handled by the building department.
(Baltimore County, Article 5, Section 500.1) He may also initiate court action against construction or alteration of structures in violation with the provisions of the ordinance. This provision is stated as follows:
(Baltimore County, Article 5, Section 504) The zoning administrator's enforcement powers, however, can be much greater, as illustrated by the San Francisco ordinance. The San Francisco zoning administrator is charged with carrying out enforcement policies established by the planning commission. The San Francisco ordinance sets the basic guidelines and gives authority for the establishment of enforcement policies.
(San Francisco, Article 3, Section 309) Following the policy statement, the ordinance outlines the procedures which must be followed by the zoning administrator in enforcing the ordinance.
(San Francisco, Article 3, Section 309 b, c, and d) The ordinance clearly states that the zoning administrator is required not only to withhold permits when applicable, but also to take steps to remove violations when they occur. The enforcement powers delegated to the zoning administrator are complemented by the cooperation of both the legal and police departments, which are necessary in meeting this specific provision of the ordinance. The San Francisco experience is unique among the ordinances reviewed for this report and illustrates that considerable responsibility can be given to a zoning administrator for enforcement. HearingsWith the exception of Pittsburgh, the zoning administrator in the ordinances reviewed not only decides variances and special exceptions or conditional uses but also conducts public hearings. Such hearings, however, are not always mandatory. In some ordinances they are optional, held at the discretion of the administrator; in others, they are either optional or mandatory depending on the specific circumstances. Mandatory Hearings Provisions for mandatory public hearings are illustrated by the Spokane County and San Francisco ordinances. In both cases hearings are always held before deciding either variances (except when the variation requested is minor) or conditional uses. The Spokane County ordinance states this requirement as follows:
(Spokane County, Section 4.25.040)
(Spokane County, Section 4.25.030) In San Francisco, a public hearing on variances is also normally required. The ordinance states:
(San Francisco, Article 3, Section 302 (b)) The zoning administrator in San Francisco may also be delegated the power to hold hearings for conditional uses even though these uses are decided only by the planning commission. The ordinance states:
(San Francisco, Article 3, Section 304 (d)) In practice, however, because of time and staff limitations, hearings are held by the planning commission. The responsibility of the zoning administrator is usually limited to setting the time and place of hearings.
(San Francisco, Article 3, Section 304 (b)) Optional Hearings When the ordinance specifies conditional uses, the zones in which they may be permitted, and the conditions for granting permits, then a mandatory public hearing requirement may be unnecessary. As an example, the Baltimore County ordinance, which originally required hearings for special exceptions, was amended in 1960 dropping this requirement. The original provision stated:
(Baltimore County, Article 5. Section 500.5) Now the only requirement is that the administrator grant a special exception when it is in harmony with the general purposes and intent of the zoning regulations. The revised section states:
(Baltimore County, Article 5, Section 500.5) While public hearings in Baltimore County are no longer mandatory in deciding special exceptions they are required in variance cases.
(Baltimore County, Article 3, Section 307) In Los Angeles the situation is reversed. Here the zoning administrator is required to hold public hearings when deciding conditional uses (in all but one case), but in the case of variances hearings are optional. The provisions of the ordinance are stated as follows:
(Los Angeles, Article 2, Section 12.24)
(Los Angeles, Article 2, Section 12.27 B) In Fremont, the zoning administrator decides all variances and certain conditional uses and is generally not required to hold public hearings. With regard to variances the ordinance states in part:
(Fremont, Article 29, Section 8-22904) The ordinance does state, however, that application for variances shall be acted upon by the zoning administrator after a hearing between the administrators and the applicant, giving the applicant the right to present ". . . statements, evidence and witnesses in support of his application." Public hearings are optional for conditional uses decided by the administrator, except in one case. The ordinance simply states that public hearings are "not required generally . . . Except as otherwise provided . . . " (Fremont, Article 25, Section 8-22506). This single exception applies to the sale of alcoholic beverages. The ordinance indicates that ". . . the granting authority, before granting any conditional use permit which includes permission to conduct any use contemplating sale of alcoholic beverages for consumption on the premises, shall hold public hearings . . ." (Section 8.22506.5). However, the zoning administrator does have the power to hold public hearings if he considers them necessary. The ordinance states: "A public hearing may be ordered, . . . [when] the granting authority deems it . . . necessary in the public interests." (Section 8.22506 (c)). (The term "granting authority" is used here since, as it was pointed out, conditional uses are decided by both the administrator and the planning commission.) The Pittsburgh ordinance is the only example where the administrator has jurisdiction over certain conditional uses, but has no powers to hold hearings. However, as we have seen, his powers are limited to specific uses in clearly specified zones. This ordinance does make hearings mandatory for zoning decisions made by the board of adjustments which decides both variances and special exceptions. In Pittsburgh, hearings on conditional uses are held by the planning commission which reports its findings to the city council. AppealsAll ordinances include provisions for appeals from administrative decisions. The actual procedure for appeals is a routine matter, similar in most ordinances, and generally based on alleged error on the part of the administrator's decision. An application in writing is usually required where the reasons for the appeal are stated. The application must be filed within a specified period of time ranging anywhere from 10 to 60 days from the time of the decision by the administrator. The actual power to hear appeals can be vested in the legislative body, the zoning board, or the planning commission. Usually, however, appeals are heard by a zoning board. Appeals of Variances The most common arrangement is for the board of appeals to hear appeals from variance decisions of the zoning administrator. Spokane County, Baltimore County, and Los Angeles follow this procedure. The provision in the Spokane ordinance can be used as an illustration.
(Spokane County, Section 4.25.030) The provisions in the Baltimore County ordinance are similar to those of Spokane County. In Los Angeles, however, where the board hears appeals for all variances but not for all conditional uses, its powers are more specifically identified.
(Los Angeles, Article 2, Section 12.28) Appeals from the administrator's decision on variances in Fremont are heard by the planning commission. In order to provide for legislative review, the ordinance also states that such appeals may be heard by the city council. Appeals of Special Exceptions and Conditional Uses Administrative decisions of special exceptions and conditional uses are usually appealed to the zoning boards. Specific reference to this power, as it applies to special exceptions in Baltimore County, is as follows:
(Baltimore County, Article 5, Section 500.2) Another approach is used in Fremont where the zoning administrator's decisions are appealed to the planning commission. The ordinance states this provision as follows:
(Fremont, Article 25, Section 8-22509) Appeals of Zoning Amendments In most cases the zoning administrator is not involved in zoning map changes or reclassification of uses. Where he does have this responsibility, as in Baltimore County, appeals procedures for zoning changes are similar to those which apply to other administrative decisions. In Baltimore County, the county board of appeals hears these appeals along with variances and special exceptions. ConclusionA major problem in the effective application of land-use controls is the reluctance to recognize the need for the trained technician. Professionalization of the administrative function in zoning, as reflected in the use of zoning administrators who assume certain functions of the lay boards, is a sign that the situation is changing for the better. This report brings together the experience of six communities which have given the power to make zoning decisions to a professionally competent zoning administrator. Their experiences, tempered by local conditions and requirements, should prove useful to other communities interested in this approach. Appendix Summary of Zoning Administrator's Powers in Selected Political Units
a Formal public hearings are optional. b Public hearings are mandatory except for minor exceptions (see text pp. 10 and 11 for variances and pp. 12 and 13 for conditional uses). c Public hearings are mandatory. d The Los Angeles zoning administrator decides two groups of conditional uses. Some of the uses in the first group include: Section l2.24-Cl — apartment hotels, hotels, and motels; auditoriums, stadiums, arenas with sitting capacity of more than 3,000 people; circuses; correctional institutions; dairies; drive-in theaters; commercial golf courses; community centers; funeral homes; nurseries; private clubs; private nursery schools, day-care homes; public parking; radio and television transmitters; temporary storage of wrecked autos; trailer parks. Uses in the second group include: Section l2.24-Cl.5 — churches; elementary and high schools; golf courses, hospitals; motion picture studios. e Some of the conditional uses decided by the Pittsburgh zoning administrator include the following: Section 2801-28 — agricultural uses; auto repair shops; central utility buildings; community garage or parking areas; funeral homes; gas stations; home offices; major parking areas; newspaper publishing; radio and television towers; temporary structures on real estate tracts; water tanks. f The San Francisco planning commission may delegate to a committee of one or more of its members or to the zoning administrator the authority to hold required hearings. g Zoning changes are decided by the planning commission after public hearings; decisions are appealed to the city council. h Approval of zoning changes are recommended by the planning commission to the city council in Pittsburgh and to the board of supervisors in San Francisco after public hearings. Denial of zoning changes are decided by the planning commission. i Zoning changes are recommended by the planning commission to the board of county commissioners after public hearings. j In case of zoning violations, the city council instructs, the city attorney to initiate legal proceedings. k The department of building and safety exercises enforcement through the control of building permits. l The bureau of building inspection enforces the provisions of the ordinance. The zoning administrator maintains records of zoning compliance necessary for enforcement. ReferencesBryden, Roderick M., "Zoning: Rigid, Flexible, or Fluid," Journal of Urban Law, No. 287, Volume 44, Winter 1966. Dallstream, Andrew J., and Hunt, Robert S., "Variations, Exceptions and Special Uses," Law Forum, Zoning in Illinois, Volume 1954, Summer Number. Fisher, Clyde O., Jr., "Land Use Control Through Zoning: The San Francisco Experience," The Hastings Law Journal, February 1962. Leary, Robert M., "The Zoning Administrator," Planning 1958, pp. 224–229. Leary, Robert M., A Model Procedure for the Administration of Zoning Regulations, Washington: Urban Land Institute, 1958. Mandelker, Daniel, "Delegation of Power and Function in Zoning Administration," Washington University Law Quarterly, Volume 1963, No.1, February 1963. McLucas, John D., "The Zoning Administrator," Planning 1958, pp. 215–223. Smutz, Hubert, "ls Zoning Wagging the Dog," Planning 1955, pp. 102–111. Smutz, Hubert, "Discussion," Planning 1950, p. 172. Zoning Ordinances Quoted Baltimore County Zoning Regulations, Adopted by the County Commissioners of Baltimore County, Maryland, as amended to March 1962. City of Fremont Zoning Ordinance, Fremont, California Municipal Code, Chapter II, Title VIII, as amended to June 1964. City of Los Angeles Comprehensive Zoning Plan, as amended to April 1964. Los Angeles: Building News, Inc., 9581 West Pico Boulevard, Los Angeles 35. $3; $5 deluxe edition. Zoning Ordinance, City of Pittsburgh, Pennsylvania, as amended to November 1966. Copies available at the Office of the City Clerk, 510 City-County Building, Pittsburgh, Pennsylvania 15219. $2.50. City Planning Code, Part II, Chapter II of the San Francisco, California Municipal Code, as amended to May 2, 1960. Zoning Ordinance Spokane County, Washington, as amended to January 1965. | ||||||||||||||||||||||||||||||||||||||||